Compliance Monitoring

Audit Techniques

I can teach audit techniques but, specific to the needs of the client.  I can do so either remotely (supported by on-line material) or in person.  I would need prior access, under a non-disclosure agreement, to your past records of audit.  Those records would need to include, for all audits carried out:

  1. Non-compliances raised (dates, wording, references to regulations, due dates etc);
  2. Corrective actions;
  3. Root causes;
  4. Preventive actions;
  5. Supporting evidence;

Note:  Please read ‘Replying to Non-Compliances’ under the ‘Articles’ tab.

  1. Date of closure;
  2. Audit calendar;
  3. Compliance Monitoring System (CMS) Manual (or equivalent);
  4. Corresponding ops manual, maintenance organisation exposition etc.

The above would give me a reasonable picture of the health of the ‘core’ of your CMS and, allow me to identify specific issues that needed to be addressed during training.

I recommend initial training followed by a period of continuous development.  In addition, I could offer external oversight of your CMS and report annually on its performance.  This, in turn, would remove dependence upon your national authority and / or clients for detailed feedback on your CMS.  It would, also, provide for the importation of best practices

Please contact me to discuss further.

The following is a short quiz / tutorial on the basics of compliance monitoring: